Filings with the Dutch Authority for the Financial Markets (AFM)
Pursuant to the Dutch Financial Supervision Act, shareholders and holders of American depositary receipts (ADRs) of ING Groep N.V. are required to provide updated information on their holdings once they reach, exceed or fall below threshold levels of 3%, 5%, 10%, 15%, 20%, 25%, 30%, 40%, 50%, 60%, 75% and 95%.
Based on the AFM (Dutch Authority for the Financial Markets) register, as consulted on 30 June 2023, shareholders with (potential) holdings of 3% or more are:
- BlackRock, Inc.
- Goldman Sachs Group Inc., The
- Norges Bank
- Capital Research and Management Company
Above overview is updated on a quarterly basis. For intermediate filings please refer to the AFM website:
Register substantial holdings and gross short positions (afm.nl)
Filings with the U.S. Securities and Exchange Commission (SEC)
According to the U.S. Securities and Exchange Commission, shareholders in a company which have registered a class of their equity securities under the Exchange Act, are required to file beneficial owner reports if the ownership exceeds more than 5% of the outstanding shares of that class. The shareholder is obliged to file Schedule 13D or 13G until their holdings drop below 5%.
As of 30 June 2023 the following >5% ownerships are reported:
On 1 February 2023, BlackRock, Inc. disclosed by way of a Schedule 13G filed with the SEC, beneficial ownership of 259,211,756 ordinary shares of ING Group as of 31 December 2022, representing 7.0% of ING Group’s issued share capital.