Filings with the Dutch Authority for the Financial Markets (AFM)
Pursuant to the Dutch Financial Supervision Act, shareholders and holders of American depositary receipts (ADRs) of ING Groep N.V. are required to provide updated information on their holdings once they reach, exceed or fall below threshold levels of 3%, 5%, 10%, 15%, 20%, 25%, 30%, 40%, 50%, 60%, 75% and 95%.
Based on the AFM (Dutch Authority for the Financial Markets) register, as consulted on 30 September 2022, shareholders with (potential) holdings of 3% or more are:
- BlackRock, Inc.
- Artisan Investments GP LLC
- Goldman Sachs Group Inc., The
- Norges Bank
Above overview is updated on a quarterly basis. For intermediate filings please refer to the AFM website:
Register substantial holdings and gross short positions | Notification registers from the AFM | AFM Professionals
Filings with the U.S. Securities and Exchange Commission (SEC)
According to the U.S. Securities and Exchange Commission, shareholders in a company which have registered a class of their equity securities under the Exchange Act, are required to file beneficial owner reports if the ownership exceeds more than 5% of the outstanding shares of that class. The shareholder is obliged to file Schedule 13D or 13G until their holdings drop below 5%.
As of 30 September 2022 the following >5% ownerships are reported:
On 1 February 2022, BlackRock, Inc. disclosed by way of a Schedule 13G filed with the SEC, beneficial ownership of 292,129,468 ordinary shares of ING Group as of 31 December 2021, representing 7.5% of ING Group’s issued share capital.
On 11 February 2022, Capital Research Global Investors disclosed by way of a Schedule 13G filed with the SEC, beneficial ownership of 224,540,855 ordinary shares of ING Group as of 31 December 2021, representing 5.8% of ING Group’s issued share capital.